OUTSOURCED CCO

An experienced and diligent Chief Compliance Officer (“CCO”) can help navigate the ever-changing regulatory landscape. RCSI can provide an experienced CCO on an interim or permanent basis. RCSI has talented consultants well versed in regulatory requirements and industry knowledge ready to serve as your firm’s CCO. Our BD CCO’s have active FINRA licenses. Services include Ongoing Compliance Consulting Formal and periodic compliance reviews Reports to Management and Board of Directors Continuing Education